ADV

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

James (“Jim”) W. Woods

CRD# 734272

of

Southport Capital

3621 Vinings Slope, Suite 4450

Atlanta, Georgia 30339

(404) 442-2124

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about James (“Jim”) Woods and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Jim is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Jim Woods (year of birth 1955) is Partner and Senior Investment Advisor of Southport Capital since 2008.  Jim’s experience also includes serving as Vice President and Portfolio Manager at Oppenheimer and Company, Inc. (previous CIBC World Markets Corporation) from 1990 through 2008.

Jim received his Bachelor of Science degree from Georgia Institute of Technology.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Jim has no such disciplinary information to report. 

Item 4 – Other Business Activities

Jim is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Jim and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Jim is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

James Clayton (“Clay”) Parker

CRD# 2793582

of

Southport Capital

100 W. MLK Boulevard, Suite 300

Chattanooga, TN 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Clay Parker and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Clay is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Clay Parker (year of birth 1962) is Partner and Senior Investment Adviser of Southport Capital.  From 2009 through 2018, Clay served as President of Southport Capital.  Clay was employed as the firm’s Vice President of Wealth Management Services from 2002 to 2009.  Clay’s experience also includes serving as Vice President of the Trust Investment Department of SunTrust Bank and employment with Merrill Lynch as a Financial Consultant.

Clay received his Bachelor of General Education from Louisiana State University.

Item 3 -Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Clay has no such disciplinary information to report.

Item 4 – Other Business Activities

Clay is not engaged in any other business activities.

Item 5 -Additional Compensation

Clay has no other income or compensation to disclose.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Darold Brooks, CFP®

CRD# 839352

of

Southport Capital

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Darold Brooks and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.  

Additional information about Darold is available on the SEC’s website at www.AdviserInfo.sec.gov.

Item 2 – Educational Background and Business Experience

Darold Brooks (year of birth 1946) has served as a Registered Investment Advisor Representative of Southport Capital since 2010.  Prior to joining Southport Capital, Darold was a Vice President and Portfolio Manager for Oppenheimer & Company from 2001 to 2010.

Darold earned a Bachelor of Science in Business Administration and a Master of Business Administration from Shorter College.  He also holds a Master of Science in Management from Troy University.  Darold is also a Certified Financial Planner™ * professional.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Darold has no such disciplinary information to report.

Item 4 – Other Business Activities

Darold is not engaged in any other business activities.

Item 5 – Additional Compensation

Darold has no other income or compensation to disclose.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Michael (“Mike”) J. Mooney

CRD# 4037101

of

Southport Capital

6704 Professional Parkway West

Sarasota, FL 34240

(941) 907-0700

Main Office:

100 MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Mike Mooney and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Mike is available on the SEC’s website at www.AdviserInfo.sec.gov.

Item 2 – Educational Background and Business Experience

Michael Mooney (year of birth 1969) has served as Senior Investment Manager at Southport Capital since 2012.  He has been a Partner and part owner of the firm since January 2016.  He was a third-party solicitor for Southport Capital from 2010 to 2012.  Mike served as a third-party solicitor for the Horizon Private Equity Funds from 2009 through the end of 2016.  Prior to working with Southport Capital, Mike was a Financial Advisor at Oppenheimer and Company from 2007 to 2010.  Mike’s previous employment includes working as Director and Financial Advisor at PHH Investments and various roles with Dean Witter Reynolds and CIBC World Markets.

Mike earned a Bachelor of Science from Emory Riddle Aeronautical University.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Mike has no such disciplinary information to report.

Item 4 – Other Business Activities

Mike also provides independent marketing for financial planning with Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Mike and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Mike is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Britt F. Wright

CRD# 4275139

of

Southport Capital

228 Franklin Street

Mount Airy, North Carolina 27030

(336) 789-6241

Main Office:

100 MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Britt Wright and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Britt is available on the SEC’s website at www.AdviserInfo.sec.gov.

Item 2 – Educational Background and Business Experience

Britt Wright (year of birth 1972) has served as a Registered Investment Advisor Representative at Southport Capital since 2013.  Britt served as a third-party solicitor for the Horizon Private Equity Funds from 2013 through the end of 2016.  Prior to joining Southport Capital, Britt was a Financial Advisor with Edward Jones from 2009 to 2013.  Britt’s experience also includes serving as Financial Advisor with Bank of America Investment services from 2006 through 2009.

Britt earned a Bachelor of Arts in Political Science from the University of North Carolina at Chapel Hill.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Britt has no such disciplinary information to report.

Item 4 – Other Business Activities

Britt is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Britt and a management fee to Southport Capital on the same pool of assets.

Item 5 -Additional Compensation

Other than as stated above, Britt is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

 Penny G. Flippen

CRD# 2742088

of

Southport Capital

228 Franklin Street

Mount Airy, North Carolina 27030

(336) 789-6241

Main Office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Penny Flippen and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Penny is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Penny G. Flippen (year of birth 1962) joined Southport Capital as a Registered Investment Advisor Representative in 2013.  Penny served as a third-party solicitor for the Horizon Private Equity Funds from 2013 through the end of 2016.  Prior to joining Southport, Penny was a registered representative with H.D. Vest Investment Securities, Inc. from 1997 to 2013.  Her previous experience also includes working as an administrator for Horizon Private Equity from 2012 – 2013 and serving as an Office Manager for Investment Management Services from 1996 – 2012.  Penny does not have a formal degree after high school.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Penny has no such disciplinary information to report.

Item 4 – Other Business Activities

Penny also provides independent marketing for financial planning with Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, she is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Penny and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Penny is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Lynne A. Witmer

CRD# 4665577

Of

Southport Capital

11611 W. San Vicente Blvd., Suite 550

Los Angeles, California 90049

(310) 286-0388

Main Office:

100 MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Lynne Witmer and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Lynne is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Lynne A. Witmer (year of birth 1970) joined Southport Capital as Registered Investment Advisor Representative in 2014.  Prior to joining Southport, Lynne was a Financial Planning Assistant with Integrated Asset Management, LLC from 2013 to 2014.  Her previous experience also includes working as a Registered Representative for New York Life Securities, LLC from 2012 – 2013 and serving as a Unit Sales Manager for Bankers Life & Casualty from 2010 to 2012.

Lynne attended Pennsylvania State University from 1994 to 1996.  Lynn has no formal degree after high school.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Lynne has no such disciplinary information to report.

Item 4 – Other Business Activities

Lynne is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, she is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Lynne and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Lynne is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Susan Naive

CRD# 1593389

Of

Southport Capital

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Mike Lange and supplements the Southport Capital.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Mike is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Susan Naive (year of birth 1955) joined Southport Capital as a Registered Investment Advisor Representative in 2017.  Prior to joining Southport, Susan was the Owner and Investment Advisor Representative of Swift Creek Capital, Inc. from 2010 to 2017.  Prior to Swift Creek Capital, Susan was the Senior Vice President at Crescent Capital Management from 2007 to 2010. Prior to Crescent Capital, Susan was an Investment Advisor Representative for Jordahl, Sliter Financial Solutions. 

Susan earned a Bachelor of Science in Psychology from Arizona State University. She also holds a Master of Arts in Management/Finance from the University of Phoenix.  

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Susan has no such disciplinary information to report.

Item 4 – Other Business Activities

Susan does not have any other business activities to disclose. 

Item 5 – Additional Compensation

Susan is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Arthur (Artie) Theodore Brown, Jr.

CRD# 2528090

Of

Southport Capital

6704 Professional Parkway West

Sarasota, FL 34240

(770) 693-0160

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Artie Brown and supplements the Southport Capital.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Artie is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Artie Brown (year of birth 1972) joined Southport Capital as a Senior Portfolio Manager in 2019.  Prior to joining Southport, Artie was a Director of Investments/Portfolio Manager at Oppenheimer & Co, Inc. from 2016 through 2019.  Prior to Oppenheimer & Co, Inc., Artie was the Vice President of Investments at Wells Fargo Advisors, LLC from 2009-2016.  

Artie earned a Bachelors in Business Administration from the University of Toledo.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Artie has no such disciplinary information to report.

Item 4 – Other Business Activities

Artie does not have any other business activities to disclose.   

Item 5 – Additional Compensation

Artie is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Cody Robert Kirk, CFP®

CRD# 6443766

Of

Southport Capital

836 Holt Drive

Big Fork, MT 59911

(406) 420-2456

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Cody Kirk and supplements the Southport Capital.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Cody is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Cody Kirk (year of birth 1990) joined Southport Capital as a Financial Planner in 2019.  Prior to joining Southport, Cody was a Financial Advisor at D.A. Davidson & Co. from April 2015 through July 2019.  Prior to D.A. Davidson & Co., Cody was a Sales Executive at Terrells Office Machines.  

Cody earned a Bachelor of Science in Mathematics from the Montana State University.  and attended the College for Financial Planning to obtain the curriculum necessary for the CFP®.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Cody has no such disciplinary information to report.

Item 4 – Other Business Activities

Cody does not have any other business activities to disclose.   

Item 5 – Additional Compensation

Cody is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Paul James Dipalma

CRD# 6468087

Of

Southport Capital

6704 Professional Parkway West

Sarasota, FL 34240

(941) 907-0700  

www.southportcapital.com

April 28, 2020

This brochure supplement provides information about Paul Dipalma and supplements the Southport Capital.  You should have received a copy of that brochure.  Please contact us at (423) 265-2700 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Paul is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Paul Dipalma (year of birth 1988) joined Southport Capital as a Financial Planner in 2014.  Prior to joining Southport, Paul was Vice President of Financial Planning at Integrated Asset Management from May 20019 through May 2014.  

Paul earned a Bachelor of Science in Business Administration from the Florida Southern College.  

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Paul has no such disciplinary information to report.

Item 4 – Other Business Activities

Paul is also an insurance agent and the Chief Operating Officer of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Paul and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Paul is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Joel Busboom

CRD# 7196921

of

Southport Capital

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(615)-538-5943

www.southportcapital.com

July 27, 2020

This brochure supplement provides information about Joel Busboom and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Joel is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Joel Busboom (year of birth 1975) joined Southport Capital as a Registered Investment Adviser in 2020. He is concurrently part of the Army Reserves.  Prior to joining Southport Capital, Joel worked as a Registered Associate at Raymond James & Associates from November 2019 to July 2020. Prior to Raymond James, Joel worked as an Insurance Agent at Country Financial from November 2018 to October 2019. Prior to Country Financial, Joel was an Owner at The Inspired Workplace from August 2011 to November 2018. Prior to The Inspired Workplace, Joel worked as an Account Manager at EMCOR Services from November 2010 to August 2011. Prior to EMCOR Services, Joel worked as an Account Manager at Ingersoll-Rand/Trane from April 2006 to October 2010.

Joel received his Bachelor of Science in Industrial Engineering and MBA in Marketing from the University of Illinois at Urbana-Champaign – College of Business.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Joel has no such disciplinary information to report. 

Item 4 – Other Business Activities

Joel is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Joel is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Conrad Levesque, CFP®, CPA

CRD# 6802894

of

Southport Capital

3621 Vinings Slope SE, Suite 4450

Atlanta, GA 30339

(404) 442-2124

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 10, 2021

This brochure supplement provides information about Conrad Levesque and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Conrad is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Conrad Levesque, CFP®, CPA (year of birth 1986) joined Southport Capital as an Affiliate Adviser in May 2020. Prior to his time with Southport, Conrad was a registered representative at J.W. Cole Financial, Inc. from October 2017 to April 2020. Concurrently with J.W. Cole Financial, he was an Investment Advisor Representative with J.W. Cole Advisors, Inc. Prior to J.W. Cole, he was a Registered Representative with MML Investors Services LLC from June 2017 to September 2017. Conrad was an Agent at Mass Mutual from April 2017 to September 2017. Prior to Mass Mutual, Conrad was an Owner at Levesque & Associates, Inc. from May 2016 to June 2017. Prior to Levesque & Associates, Inc. he was a Senior Information Security Analyst at Voya Financial from May 2014 to December 2016.

Conrad received his Bachelor of Science in Accounting from Western Governors University.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

CPAs are licensed and regulated by their state boards of accountancy. While state laws and regulations vary, the education, experience and testing requirements for licensure as a CPA generally include minimum college education (typically 150 credit hours with at least a baccalaureate degree and a concentration in accounting), minimum experience levels (most states require at least one year of experience providing services that involve the use of accounting, attest, compilation, management advisory, financial advisory, tax or consulting skills, all of which must be achieved under the supervision of or verification by a CPA), and successful passage of the Uniform CPA Examination. In order to maintain a CPA license, states generally require the completion of 40 hours of continuing professional education (CPE) each year (or 80 hours over a two-year period or 120 hours over a three-year period). Additionally, all American Institute of Certified Public Accountants (AICPA) members are required to follow a rigorous Code of Professional Conduct which requires that they act with integrity, objectivity, due care, competence, fully disclose any conflicts of interest (and obtain client consent if a conflict exists), maintain client confidentiality, disclose to the client any commission or referral fees, and serve the public interest when providing financial services. In addition to the Code of Professional Conduct, AICPA members who provide personal financial planning services are required to follow the Statement on Standards in Personal Financial Planning Services (the Statement). Most state boards of accountancy define financial planning as the practice of public accounting and therefore have jurisdiction over CPAs practicing in this discipline; state boards would likely look to the Statement as the authoritative guidance in this practice area regardless of specific or blanket adoption of AICPA standards.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Conrad has no such disciplinary information to report. 

Item 4 – Other Business Activities

Conrad is an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Conrad and a management fee to Southport Capital on the same pool of assets.

Conrad is a partner for Levesque & Associates, a CPA firm for which he provides financial consulting and does receive compensation for these services.   These services may be offered to advisory clients of Southport.

Item 5 – Additional Compensation

Other than as stated above, Conrad is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Darriel Johnson

CRD# 2784559

of

Southport Capital

6704 Professional Parkway West

Sarasota, FL 34240

(941) 907-0700  

www.southportcapital.com

September 9, 2020

This brochure supplement provides information about Darriel Johnson and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Darriel is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Darriel Johnson (year of birth 1971) joined Southport Capital as an Investment Advisor in September 2020. Prior to his time with Southport, Darriel was an Investment Advisor at LaFerla Group from February 2020 to August 2020. Prior to LaFerla Darriel was a Registered Representative with Emerson Equity LLC from December 2019 to January 2020. Prior to Emerson Equity, LLC Darriel was a Wealth Advisor at Johnson Wealth Inc. from November 2018 to January 2020. Prior to Johnson Wealth Inc. Darriel was Vice President at Fisher Investments from February 2018 to November 2018. Prior to Fisher Investments, Darriel was a Financial Consultant with Retirement Advisors of America from April 2008 to April 2016.

Darriel received his Bachelor’s Degree in Economics from the University of Texas, Austin.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Darriel has no such disciplinary information to report. 

Item 4 – Other Business Activities

Darriel is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Darriel is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Nickolas Seifert

CRD# 6950166

of

Southport Capital

515 West Center Ave

Visalia, CA 93291

(941) 907-0700  

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

May 18, 2021

This brochure supplement provides information about Nickolas Seifert and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Nickolas is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Nickolas Seifert (year of birth 1992) joined Southport Capital as an Investment Advisor in June 2020. Prior to his time at Southport, Nickolas was a Registered Representative at Pacific Capital Strategies, Inc. from August 2019 to June 2020. Concurrently with Pacific Capital Strategies, Nickolas was a Registered Representative at M Holdings Securities Inc. from August 2019 to June 2020. Prior to M Holdings Securities Inc. Nickolas was an Administrative Assistant and Registered Sales Assistant at First Allied Securities, Inc. from May 2018 to July 2019. Prior to First Allied Securities, Inc. Nickolas was a Sales Representative at Nate Wingert State Farm from January 2017 to May 2018. Prior to Nate Wingert State Farm, Nickolas was a Sales Representative at Steve Basler State Farm from May 2016 to January 2017. Prior to Steve Basler State Farm Nickolas was a Team Lead at Apex Fun Run from May 2015 to May 2016.

Nickolas received his Bachelor of Applied Science (B.A.Sc.) and Business Administration and Management from Colorado Christian University in Lakewood, Colorado.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Nickolas has no such disciplinary information to report. 

Item 4 – Other Business Activities

Nickolas works as a marketer for Crestwood Capital where he markets and sells insurance products. He is compensated for his role.

Nickolas is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Ryan and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Nickolas is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Ryan Berkowitz

CRD# 5909391

of

Southport Capital

515 West Center Ave

Visalia, CA 93291

(941) 907-0700  

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

January 15, 2021

This brochure supplement provides information about Ryan Berkowitz and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Ryan is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Ryan Berkowitz (year of birth 1985) is a Financial Planner with Southport Capital since 2019.  Prior to his time at Southport, Ryan was an Agent for Symmetry Financial from February 2019 to May 2019. Prior to Symmetry, Ryan was Self-Employed with Lyft/Uber. Concurrently with Uber, Ryan was a Licensed Banker and Private Client Banker with JP Morgan Securities, LLC and JP Morgan Chase Bank, respectively, from April 2017 to October 2017. Prior to JP Morgan, Ryan worked in on-call hospitality at Spherion from May 2016 to October 2016.

Ryan received his Bachelor of Arts degree from the University of California, Los Angeles.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Ryan has no such disciplinary information to report. 

Item 4 – Other Business Activities

Ryan is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Ryan and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Ryan is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Bob Rothe, CFP®

CRD# 874849

of

Southport Capital

700 Central Expressway South

Suite 210

Allen, TX 75013

214-644-2560

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 4, 2021

This brochure supplement provides information about Bob Rothe and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Bob is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Bob Rothe, CFP®, (year of birth 1949) is a Senior Investment Advisor since 2021 with Southport Capital.  Prior to his time at Southport, Bob was the President and CCO of Wealth Management Group, LLC from May 2011 to February 2021.

Bob received his Bachelor of Arts degree in political science from Southern Methodist University in 1972.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Bob has no such disciplinary information to report. 

Item 4 – Other Business Activities

Bob is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Bob and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Bob is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Henry Lessner, CFP®

CRD# 4918075

of

Southport Capital

700 Central Expressway South

Suite 210

Allen, TX 75013

214-644-2560

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 4, 2021

This brochure supplement provides information about Henry Lessner and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Henry is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Henry Lessner, CFP®, (year of birth 1951) is an Investment Advisory Representative since 2021 with Southport Capital.  Prior to his time at Southport, Henry was an Investment Advisory Representative with Wealth Management Group, LLC from May 2011 to February 2021.

Henry received his Bachelor of Science degree in electrical engineering from Texas A&I University in 1973.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Henry has no such disciplinary information to report. 

Item 4 – Other Business Activities

Henry is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Henry and a management fee to Southport Capital on the same pool of assets.

Henry is the Mayor of Fairview, Texas. He was elected and commenced his position in 2019. He is not compensated for his role. Southport currently does not take on governmental clients, and in order to avoid any conflicts of interest, Southport will not manage any funds for the city of Fairview, Texas while Henry is Mayor.

Item 5 – Additional Compensation

Other than as stated above, Henry is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Manita Lam, CFP®, CPA

CRD# 6538937

of

Southport Capital

700 Central Expressway South

Suite 210

Allen, TX 75013

214-644-2560

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 4, 2021

This brochure supplement provides information about Manita Lam and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Manita is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Manita Lam, CFP®, CPA (year of birth 1968) is an Investment Advisory Representative since 2021 with Southport Capital.  Prior to her time at Southport, Manita was an Investment Advisory Representative with Wealth Management Group, LLC from August 2015 to February 2021.

Manita received her Bachelor’s degree in accounting from the University of Oklahoma in 1992.

Professional Designations

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

CPAs are licensed and regulated by their state boards of accountancy. While state laws and regulations vary, the education, experience and testing requirements for licensure as a CPA generally include minimum college education (typically 150 credit hours with at least a baccalaureate degree and a concentration in accounting), minimum experience levels (most states require at least one year of experience providing services that involve the use of accounting, attest, compilation, management advisory, financial advisory, tax or consulting skills, all of which must be achieved under the supervision of or verification by a CPA), and successful passage of the Uniform CPA Examination. In order to maintain a CPA license, states generally require the completion of 40 hours of continuing professional education (CPE) each year (or 80 hours over a two-year period or 120 hours over a three-year period). Additionally, all American Institute of Certified Public Accountants (AICPA) members are required to follow a rigorous Code of Professional Conduct which requires that they act with integrity, objectivity, due care, competence, fully disclose any conflicts of interest (and obtain client consent if a conflict exists), maintain client confidentiality, disclose to the client any commission or referral fees, and serve the public interest when providing financial services. In addition to the Code of Professional Conduct, AICPA members who provide personal financial planning services are required to follow the Statement on Standards in Personal Financial Planning Services (the Statement). Most state boards of accountancy define financial planning as the practice of public accounting and therefore have jurisdiction over CPAs practicing in this discipline; state boards would likely look to the Statement as the authoritative guidance in this practice area regardless of specific or blanket adoption of AICPA standards.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Manita has no such disciplinary information to report. 

Item 4 – Other Business Activities

Manita is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, she is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Manita and a management fee to Southport Capital on the same pool of assets.

Manita operates an independent accounting firm, Manita H. Lam, CPA®, where she provides tax prep and book-keeping services and does receive compensation for these services.   These services may be offered to advisory clients of Southport.

Item 5 – Additional Compensation

Other than as stated above, Manita is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Robert Lachica, CFP®

CRD# 5150609

of

Southport Capital

700 Central Expressway South

Suite 210

Allen, TX 75013

214-644-2560

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 10, 2021

This brochure supplement provides information about Robert Lachica and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Robert is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Robert Lachica, CFP®, (year of birth 1963) is an Investment Advisory Representative since 2021 with Southport Capital.  Prior to his time at Southport, Robert was an Assistant Planner with Wealth Management Group, LLC from July 2011 to February 2021.

Robert received his Bachelor’s of Business Administration degree in marketing from the University of Texas, Austin in 1985.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Robert has no such disciplinary information to report. 

Item 4 – Other Business Activities

Robert is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Other than as stated above, Robert is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Paul Guerra

CRD# 1888709

of

Southport Capital

4450 Belden Village St. NW #601

Canton, OH 44718

(330) 453-3991

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 1, 2021

This brochure supplement provides information about Paul Guerra and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Paul is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Paul Guerra (year of birth 1960) is a Managing Director since March 2021 for Southport Capital.  Prior to his time at Southport, Paul was the President and Managing Director of Brookshire Wealth Management from March 2017 through February 2021. Concurrently to his time at Brookshire, Paul was also a Registered Representative of LPL Financial, LLC. Prior to his time at Brookshire and LPL, Paul was a Registered Representative with Wells Fargo Advisors Financial Network, LLC.

Paul received his Bachelor of Science in Mechanical Engineering from United States Military Academy in 1982. Paul is currently attending Liberty University to obtain his MBA.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Paul has no such disciplinary information to report. 

Item 4 – Other Business Activities

Paul is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Paul and a management fee to Southport Capital on the same pool of assets.

Item 5 – Additional Compensation

Other than as stated above, Paul is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Bruce DiPietro, CFA®

CRD# 2493628

of

Southport Capital

4450 Belden Village St. NW #601

Canton, OH 44718

(330) 453-3991

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 10, 2021

This brochure supplement provides information about Bruce DiPietro and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Bruce is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Bruce DiPietro, CFA® (year of birth 1951) is a Registered Investment Adviser since March 2021 Southport Capital.  Prior to his time at Southport, Bruce was Vice President and Director of Brookshire Financial Group from February 2018 to February 2021. Concurrently with his time at Brookshire, he was a Registered Representative with LPL Financial, LLC. Prior to his time at Brookshire and LPL, he was an Investment Advisor Representative at Sivel Capital Management, Inc. from July 2015 to January 2018.

Bruce received his Bachelor of Science in Chemical Engineering from Case Institute of Technology in 1973. Bruce received his Master of Science in Management and Finance from Case Western Reserve University – Weathehead School of Management in 1986.

The Chartered Financial Analyst (“CFA®”) charter is a professional designation established in 1962 and awarded by CFA® Institute. To earn the CFA® charter, candidates must pass three sequential, six-hour examinations over two to four years. The three levels of the CFA® Program test a wide range of investment topics, including ethical and professional standards, fixed-income analysis, alternative and derivative investments, and portfolio management and wealth planning. In addition, CFA® charter holders must have at least four years of acceptable professional experience in the investment decision-making process and must commit to abide by, and annually reaffirm, their adherence to the CFA® Institute Code of Ethics and Standards of Professional Conduct. CFA® is a trademark owned by CFA® Institute.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Bruce has no such disciplinary information to report. 

Item 4 – Other Business Activities

Bruce is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Other than as stated above, Bruce is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Kevin Beahan

CRD# 4775121

of

Southport Capital

3621 Vinings Slope, Suite 4450

Atlanta, Georgia 30339

(404) 442-2124

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 11, 2021

This brochure supplement provides information about Kevin Beahan and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Kevin is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Kevin Beahan (year of birth 1981) is a Financial Advisor with Southport Capital since March 2021.  Prior to his time at Southport, Kevin was a Financial Advisor with Edward Jones from June 2018 to March 2021. Prior to his time at Edward Jones, Kevin was a Client Associate with Merrill Lynch, Pierce, Fenner & Smith Incorporated from October 2013 through March 2018.

Kevin received his Bachelor’s degree of Science in Business Management from Pennsylvania State University in 2003.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Kevin has no such disciplinary information to report. 

Item 4 – Other Business Activities

Kevin is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Other than as stated above, Kevin is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Frank Hicks

CRD# 4958976

of

Southport Capital

3621 Vinings Slope, Suite 4450

Atlanta, Georgia 30339

(404) 442-2124

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

March 18, 2021

This brochure supplement provides information about Frank Hicks and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Frank is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Frank Hicks (year of birth 1981) is a Solicitor with Southport Capital since November 2020. Prior to his time at Southport Capital Frank was an Agent with Providential Wealth from July 2020 to November 2020. Prior to his time at Providential Wealth, Frank was a Registered Rep of Securian Financial Services, Inc. from August 2015 through November 2020. Concurrently with his time at Securian, Frank was an Agent with Minnesota Life Ins. Co from August 2015 through November 2020.

Frank received his Bachelor’s Degree in Business Management with a concentration in Finance from Troy University in 2008.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Frank has no such disciplinary information to report. 

Item 4 – Other Business Activities

Frank is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Frank is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Bill Gunderson

CRD# 2451600

of

Southport Capital

2072 Willbrook Lane

Mount Pleasant, SC, 29466

855-611-2378

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

May 11, 2021

This brochure supplement provides information about Bill Gunderson and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Bill is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Bill Gunderson (year of birth 1957) is a Registered Representative with Southport Capital since April 2021. Prior to his time at Southport Capital Bill was the President and CCO of Gunderson Capital Management from June 2006 through April 2021.

Bill attended San Diego State University from 1976 to 1977 and Bringham Young University in 1978 but did not receive any degrees.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Bill has no such disciplinary information to report. 

Item 4 – Other Business Activities

Bill operates a daily radio show, in which he does not earn any compensation, called Best Stocks Radio Show.   Bill also operates a newsletter and application, called Best Stocks Now, where persons can subscribe to gain access to Bill’s proprietary Gunderson Grade system where he provides his own personal ranking for a variety of stocks and discusses. Bill receives subscription fees for the newsletter and application. The services provided by Bill are not endorsed, produced, or reviewed by Southport Capital and do not represent the thoughts or opinions of Southport Capital, however, clients of Southport may become subscribers of the newsletter and application.

Item 5 – Additional Compensation

Bill is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Paul Carlson

CRD# 2348982

of

Southport Capital

2072 Willbrook Lane

Mount Pleasant, SC, 29466

855-611-2378

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

May 11, 2021

This brochure supplement provides information about Paul Carlson and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Paul is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Paul Carlson (year of birth 1969) is an Investment Advisor Representative with Southport Capital since April 2021. Prior to his time with Southport, Paul was an Investment Advisor Representative and Consultant for Gunderson Capital Management from April 2019 through April 2021. Prior to his time at Gunderson Capital, Paul was a volunteer with the East Copper Community Outreach from July 2018 to April 2019. Prior to his time at East Copper Community Outreach he was a Budget Analyst for College of Charleston from July 2017 to July 2018. Prior to his time at College of Charleston he was a Consultant for Charleston County School District from December 2016 through June 2017.

Paul received his Bachelor’s Degree in Business Administration and Economics from Loyola University in 1995 and his Master of Business Administration and International Finance from the Quinlan School of Business at Loyola University in 1997.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Paul has no such disciplinary information to report. 

Item 4 – Other Business Activities

Paul is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Paul is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Barry Kyte, CFA®, CFP®

CRD# 4373405

of

Southport Capital

2072 Willbrook Lane

Mount Pleasant, SC, 29466

855-611-2378

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

May 11, 2021

This brochure supplement provides information about Barry Kyte and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Barry is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Barry Kyte, CFA®, CFP® (year of birth 1978) is an Investment Advisor Representative with Southport Capital since April 2021. Prior to his time at Southport Capital Barry was a Sales Manager and Investment Advisor Representative with Gunderson Capital Management from August 2019 to April 2021. Prior to Gunderson Capital Management, Barry worked in Investor Relations at KnowCap Interactive from June 2019 to September 2019. Prior to KnowCap, Barry was the CFO and VP of Finance for T Bayou, LLC from September 2017 to May 2019. Prior to T Bayou, LLC, Barry was a Planning Professional for Trustcore from January 2007 to November 2017.

Barry received his Bachelor of Science in Finance in 2000 and his Master of Business Administration in Finance from Florida State University in 2005.

The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc.  (CFP Board).  To attain the certification, the candidate must complete the required educational, examination, and experience requirements set forth by CFP Board.  Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP®

Certification Examination.  The Examination tests the candidate’s ability to apply financial planning knowledge to client situations.  The 10-hour exam is divided into three separate sessions over a two- day period.  At least three (3) years of qualifying full-time work experience are required for certification.  Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.

The Chartered Financial Analyst (“CFA®”) charter is a professional designation established in 1962 and awarded by CFA® Institute. To earn the CFA® charter, candidates must pass three sequential, six-hour examinations over two to four years. The three levels of the CFA® Program test a wide range of investment topics, including ethical and professional standards, fixed-income analysis, alternative and derivative investments, and portfolio management and wealth planning. In addition, CFA® charter holders must have at least four years of acceptable professional experience in the investment decision-making process and must commit to abide by, and annually reaffirm, their adherence to the CFA® Institute Code of Ethics and Standards of Professional Conduct. CFA® is a trademark owned by CFA® Institute.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Barry has no such disciplinary information to report. 

Item 4 – Other Business Activities

Barry is not engaged in any other business activities outside of Southport Capital.

Item 5 – Additional Compensation

Barry is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.

Item 1 – Cover Page

Form ADV Part 2B

Brochure Supplement

Scott Braddock

CRD# 7188388

of

Southport Capital

8601 Six Forks Rd

Raleigh, NC 27615

888-900-8144

Main office:

100 W. MLK Blvd, Suite 300

Chattanooga, Tennessee 37402

(423) 265-2700

www.southportcapital.com

May 20, 2021

This brochure supplement provides information about Scott Braddock and supplements the Southport Capital brochure.  You should have received a copy of that brochure.  Please contact us at (678) 398-9375 if you did not receive Southport Capital’s brochure or if you have any questions about the contents of this supplement.

Additional information about Scott is available on the SEC’s website at www.Adviserlnfo.sec.gov.

Item 2 – Educational Background and Business Experience

Scott Braddock (year of birth 1977) is a Registered Investment Adviser since 2021 and a Solicitor for Southport Capital since 2018.  Prior to his time at Southport, Scott was an insurance salesman and owner at Scott Braddock Financial from August 2015 to July 2018.

Scott received his Bachelor’s in Business Administration from Strayer University in 2001.

Item 3 – Disciplinary Information

Advisers are required to disclose any material facts regarding certain legal or disciplinary events that would be material to your evaluation of an adviser; however, Scott has no such disciplinary information to report. 

Item 4 – Other Business Activities

Scott is also an insurance agent of Southport Capital Risk Management, an affiliated insurance company of Southport Capital.  As such, he is entitled to receive commissions or other remuneration on the sale of insurance products and will receive separate, yet customary compensation.  To protect client interests, Southport Capital’s policy is to fully disclose all forms of compensation before any such transaction is executed.  Under no circumstance will the client pay both a commission to Scott and a management fee to Southport Capital on the same pool of assets.

Scott is the CEO and Owner of Scott Braddock Financial where he conducts financial planning. If a client chooses to engage Scott for his financial planning services, they will be charged a separate fee.

Item 5 – Additional Compensation

Other than as stated above, Scott is not engaged in any other investment-related business or occupation and does not earn compensation for the sale of any other products or services.

Item 6 – Supervision

John Woods, President and CEO is responsible for supervising the investment advice provided by the staff.  He also participates as a team member in the investment and trading processes and may be contacted at (423) 265-2700.